Screening-level analyses for the evaluation of the seismic performance of a zoned earth dam

Many existing earth dams have been designed and built worldwide before the establishment of a seismic code, so that it is of relevant interest to evaluate their seismic performance and post-seismic operational conditions. This requires an accurate geotechnical characterisation of the dam and foundation soils, a proper definition of the seismic scenarios at the site of the dam, the use of simplified procedures for screening-level seismic analyses and advanced nonlinear dynamic analyses to study the most critical seismic scenarios. This process has been used for the evaluation of the seismic performance of a zoned earth dam located in a high seismic hazard area of Southern Italy. In this paper the available data of historical seismicity at the site of the dam and the results of a probabilistic seismic hazard analysis are first discussed and input ground motions are selected using compatibility criteria with the energy and frequency content of the expected target motion in a range of vibration period relevant for the non-linear response of the dam. Seismic performance of the dam is then evaluated through procedures based on Newmarktype computations, in which permanent displacements are related to ground motion characteristics and to the seismic resistance of the dam, the latter evaluated detecting the earthquake-induced plastic mechanisms and the corresponding critical accelerations. Also, an original improvement of the well-known Makdisi & Seed procedure, was proposed to better capture the actual influence of non-linear soil behaviour in the evaluation of horizontal acceleration and permanent displacements of the crest of the dam. The analysis results pointed out the relevant role of the earthquake-induced shear strength reduction on the dam permanent displacements.